Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Our vision has always been to empower individual investors with the tools and resources they need to succeed financially. This commitment remains at the heart of everything we do. From low-fee trading and robust market data to advanced analytical tools, we are committed to providing a seamless, top-tier trading experience.
About The Role & Team
We are seeking an experienced AML Compliance professional in the St. Petersburg, Florida area to join our compliance department and provide solutions for the Webull Pay Product. As the Associate Director you will work closely alongside the CCO to ensure that our digital payments platform complies with all applicable laws, regulations, customer facing disclosures, internal policies and procedures, and also spearhead regulatory compliance initiatives, including leading examinations, quality assurance and program enhancements related to Unfair, Deceptive, or Abusive Acts or Practices (UDAAP), Electronic Funds Transfer Act (EFTA), Gramm-Leach-Bliley Act (GLBA), Truth in Lending Act (TILA), Complaints Management, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), USA Patriot Act, OFAC, NY 504 testing, similar or related regulations, as well as additional entity-wide compliance efforts beyond AML.
In This Role, You Will
- Contribute to the regulatory mapping of policies and controls, leading enhancement opportunities by identifying gaps, recommending clear requirements to First-line teams, and tracking resolution.
- Assess the impact of new regulatory requirements on existing policies and controls and work across teams to amend the same to meet new obligations.
- Contribute to and maintain policies and risk assessments that support AML and Sanctions programs.
- Be the point of escalation for reviewing complex suspicious activity investigations and/or high-risk compliance issues from legal, Compliance, or other business teams. Apply regulatory knowledge to recommend solutions and consult with the Compliance Officer when appropriate.
- Support examination and external audit processes, engaging internally to ensure readiness and externally to present compliance controls.
- Prepare reports to senior compliance stakeholders with timely and actionable information concerning the health of compliance programs.
- Lead and deliver on the creation and maintenance of the Compliance Office standard operating procedures, translating policy requirements for API into operational activities.
- Maintain up-to-date knowledge of relevant payments regulations and have a solid understanding of API's regulatory environment
- Promote a culture of compliance, proactively engaging peers and stakeholders across the business, operations, and technology teams to educate on compliance concerns.
- Must have a strong understanding of the digital currency regulatory landscape and emerging risks related to digital currency transactions
The Skills You Bring
- 10+ years of experience in financial services compliance, risk management, or a related field.
- Extensive knowledge of laws and regulations applicable to digital payments, including AML, KYC, data privacy, and consumer protection laws.
- Excellent communication and interpersonal skills, with the ability to build strong relationships with regulators, industry associations, and other stakeholders.
- Ability to analyze and interpret applicable rules, regulations, and policies
- Ability to work independently and manage multiple priorities in a fast-paced, dynamic environment.
- Known for being detail-oriented with a demonstrated ability to self-motivate
- Possess a growth mindset (to problem solve and innovate)
- Strong analytical and problem-solving skills, with the ability to identify and address potential compliance issues.
- Knowledge of red-flag indicators and typologies used in money movements.
What Makes You Stand Out
- Professional certification in compliance, risk management, or a related field is a plus. Certified Anti-Money Laundering Specialists (CAMS), and Certified Regulatory Compliance Manager (CRCM) strongly preferred.
- High-level of an initiative to push for excellence, results, and process improvement
- Commitment to building an inclusive culture
Why Webull?
Webull is more than a fintech company—we're a global community of innovators, collaborators, and trailblazers. Headquartered in St. Petersburg, FL, Webull operates in 15 regions worldwide, serving over 20 million users. At Webull, your ideas matter, your voice is heard, and your work makes a real impact.
Investing in our people is a top priority for us, which is why we have a comprehensive benefits package that includes:
- Comprehensive Health Coverage: 100% paid medical and dental insurance for employees and dependents, vision insurance, and more!
- Financial Support: 401(k) match, commuter benefits for NY positions, and short-term disability coverage.
- Work-Life Balance: Generous time off that increases with tenure, paid parental leave, personal days, sick time, volunteer days and company holidays.
- Wellness & Pet Care: Fitness and wellness benefits, plus pet insurance for your furry friends.
- Investing in Your Future: We provide tuition reimbursement to help you pursue relevant degrees, certifications, and training that align with your career goals.
- Dynamic Office Perks: Catered lunches (every Friday), fully stocked kitchens, and monthly happy hours to connect and collaborate.
This role is based in our St. Petersburg, FL office (200 Carillon Pkwy, St. Pete, FL) where in-person collaboration fuels growth, mentorship, and innovation. At Webull, we're committed to fair, equitable, and transparent compensation. Final offers consider experience, location, and relevant qualifications.
EEOC Statement
Webull is an equal opportunity employer. We're committed to building a diverse and inclusive team where all backgrounds, perspectives, and talents are valued.
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